A report on the present status of usage fees
charged for the worldwide publication of illustrative matter from the collections of the
research libraries of the New York Public Library
Richard M. Buck (Assistant to the
Executive Director of the New York Public Library for the Performing Arts)
Documentation des Arts du Spectacle
dans une Société en Mutation / Documentation of Performing Arts in a Changing Society
Société Internationale des Bibliothèques et des Musées des Arts du Spectacle /
International Association of Libraries and Museums of the Performing Arts
19ème Congrès International / 19th International Congress
Lisbon 7-11 September 1992. Lisboa : 1994, pp. 46-48
At the 17th International Congress of
SIBMAS held in Mannheim in 1990, I presented a paper that discussed the usage fees charged
for the commercial publication of flat images from the research collections of the New
York Public Library, and by way of illustration, some of the major research libraries in
the United States. At that time I reported that the administration of the New York Public
Library was in the midst of a study of the fee schedule for flat images and was taking a
new look at the problem of the many requests for the commercial use of moving images for
use in documentary film and video. That paper evoked many provocative and thoughful
comments from the Mannheim audience. It was published in 1990 as part of the proceedings
of the 17th SIBMAS Congress by the Städtisches Reß-Museum of Mannheim.
At the 18th SIBMAS Congress in Stockholm in 1990 I presented a paper on performance
images. In it I mentioned that the fee schedule for illustrative matter was still under
discussion but that I hoped to be able to report on the New York Public Library fee
structure for the use of photographic images and film or tape footage at the SIBMAS
Congress in Lisbon. We are now here in Lisbon and by some miracle I do have a report on
the new fee structure. It has taken many meetings and seemingly endless drafts to come as
far as we have come; upon implementation, almost immediately, we realized that despite
more than four years of analysis, we had not gotten everything right.
I have distributed two sheets of paper. The first is a notice that instructs the
researcher how to complete the second. I discovered long ago that no matter how simply we
at the Library felt that the application could be completed, that for many, it really was
not easy at all. With these written instructions I hope that completion of the application
will cause the user as little confusion as possible. The second sheet is the really
significant one and the one I wish to concentrate upon today.
The front of the sheet is the actual application. We ask that it be completed by any
researcher who has determined that the research being done may result in the use of some
material for publication purposes, whether the publication will be commercial or not. The
application is not related to any forms that the user must complete to have photographic
copies of the material made. It is only for the purpose of requesting the use of the
copied images for publication in a new source.
The administrative committee that discussed the revision of the fee schedule spent many
hours discussing the definition of "commercial" publication. We firmly agreed
that whatever we decided was not commercial publication would be granted a waiver of the
fee, but the definition kept eluding us. Clearly any scholarly journal and many university
press publications are not commercial, as many documentary films and videos are not.
Finally, we agreed that, if in the best judgement of the curatorial representative
examining the application, the publisher would not be expected to realize any profit from
the publication in question, the use would be non-commercial. Sometimes this will be a
best guess situation, and we did not mean that a regular trade-book publisher should be
able to get away with the argument that a particular publication would be a loss-leader in
its catalogue and is being printed for prestige and not for profit. I think that most of
us will assume that any title published by a trade publ
isher is, at least hopefully, published to make money.
Another difficult issue in our discussions was the question of copyright. You will notice
that on the application we have the user sign a statement that the Library is held
harmless of any copyright infringement resulting from the use of the material. In many
cases in which we agree to allow the researcher, author or publisher to publish an image
that has been copied from our collections, we do not even know if any copyright exists. We
know that many materials from the 18th, 19th and early 20th centuries are in public
domain, but there are many 20th century photographs that carry no identification of any
photographer.
Although we caution the potential user to make every effort to identify any possible
copyright holder, this is often not possible. The signing of the application is a way for
us to turn the responsibility for copyright identification to the user of the image. Many
authors and publishers still are under the impression that we are giving permission to use
for publication, but we are stating on the application as clearly as possible that this is
not the case.
On the back of the application is the result of the many months of discussions; the Fee
Statement and Schedule. The fee statement defines what we mean by "publish". It
clearly states that the usage fee is in addition to any fees charged by the Library's Copy
Service. It indicates that these fees are for cost recovery, implying that the Library is
not imposing fees to make a profit from authors or publishers. We know, surely, that most
authors and publishers are in the same sort of strained financial conditions as are
libraries.
In the delineation of the fee schedule we come to the subject of this 19th SIBMAS
Congress, the Documentation of the Performing Arts in A Changing Society. It was
decided early on in our discussions that for single images the fees would be constant for
all media. That is if a photograph or a photograph of a print, drawing, engraving, sheet
music cover, etc., were to be used in a book, periodical, film or video, the fees would be
the same. It was only for moving images that we created an entirely different schedule.
Once the single image/all media decision was made, we had to determine a way in which
users worldwide could make use of our materials with the least difficulty to them and to
us. As you can see, we determined a United States usage, a world-wide English language
usage, and a worldwide all-language usage. Within these three possibilities we then
determined separate amounts for 1st use, 2nd use, and full use. As a separate item, we
listed special types of one-time uses for particular requests.
Already, we have discovered that all the months of discussion did not reveal all of the
possible requests. For example, we did not think about the possibility of world use in
some language other than English. Neither did we provide for world use in English plus one
or two other languages, or world use in two or three languages other than English. Nor did
we provide for something called "North American rights in English in all
formats". I have had the latter request at least twice, and some form of the others
at least once. My conclusion is that there was a certain amount of provincialism in our
discussions and that we were obviously basically thinking "English".
My feeling is that under the current schedule that lumps all languages other than English
into a category of "World Usage, all languages", we are penalizing those authors
and publishers who are publishing on the continent of Europe and wish to use our materials
possibly in the same limited way that US publishers wish to in English. The society is
changing faster than our thinking. In today's world, these requests can easily come to us
for uses that may never be translated into English at all. I am inclined to suggest a
revision that adds a fourth category, something on the order of "Foreign Usage, one
or two languages" and charging either the same as "U.S. Usage" or
"World usage, English Language". I would like your comments on this, or anything
else about the fee schedule.
You will note the use of video and film clips and audio duplicating are treated in a
different way from flat images. At The New York Public Library for the Performing Arts
(our new name), there are many requests for video and filmclips from items in the Dance
Collection, and some from the Theatre on Film and Tape Collection. The Rodgers Hammerstein
Archives of Recorded Sound receives many requests for audio clips and does considerable
audio duplicating for both commercial and non-commercial purposes.
The five points listed under item on the fee schedule are the result of considerable
consultation with the staff members of these units. Their experience in estimating staff
costs for time spent doing research and helping obtain permissions was all taken into
account in deciding on these regulations. So far, I have heard no complaints from these
units in applying them. There were some staff members who at first objected to the $250
per minute fee for a one minute clip, but after consulting other archives and figuring
staff costs involved in searching rights and preparing material, the fee seemed reasonable
for most staff members. The statement that nonprofit fees are negotiable allows the
individual curators to decide on a smaller fee for these users that they determine to be
non-profit. At the same time, it allows the Library to realize a proper fee from the
television networks and other clearly for-profit users.
This new fee schedule and its accompanying application has been in place and used for
about two months as of this writing. Except for those types of requests that I mentioned
that are not covered by our categories of usage, there seems to be little problem with the
completion of the application or the payment of the fees as listed. In the process, we
raised the basic fee for a single usage from $25.00 to $35.00. I have heard no complaints
about this. Previously our only other option was a second usage of $10.00. As I reported
four years ago, more and more publishers were dissatisfied with only the two from which to
chose. At least for English-language publishers, I believe what we now have in place is
much more practical. It surely causes us much less paperwork, and I am sure it will
ultimately be more cost-effective. We always knew that there were numbers of publishers
who did not bother to request second usage for another format, but since we were unable to
monitor the situation we never really knew. From the number that are now asking for full
U.S. usage or world usage immediately, I am sure that we are now catching them before they
get away.
So here we are, a better method, but not perfected. Some will not like the charges; many
authors will continue to say that they must pay for their own illustrations and such fees
will reduce the number used. This will always be the case, unless we were to charge no
fees. And without a subsidy, no private research library can afford to provide this sort
of service free.
URL:
http://www.sibmas.org/congresses/sibmas92/lisb10.htm
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